Set applicability
Fund, scheme, category and operating facts
Compliance & Governance
Know what is due, who owns it and what proof is still missing.
Turn regulatory, PPM, policy and governance requirements into assigned work with review steps, supporting documents and a clear history of decisions.
Compliance work that can explain itself during review.
Available now
See this workflow in action Compliance calendars, work items, filings, governance records, supporting documents and review history are available today.
Compliance worklist
System readyThis quarter
Open14
Due soon3
Completed28
Needs attentionOwner and status
Quarterly activity reportDue 15 July · Owned by Compliance
PrepareInvestor disclosureFinal pack approved
ReadyConflict reviewSupporting note requested
Action Access by role Documents attached Changes recorded
How the work moves
A clear path from start to completion.
Every stage keeps its owner, status and supporting record visible to the team.
Generate work
Due dates, owner and required proof
Review
Tasks, documents, questions and exceptions
Close
Approval, filing reference and acknowledgement
What this pillar covers
The complete capability, explained simply.
See the responsibilities, records and outputs this area brings into the connected fund lifecycle.
Calendar, reports and filings
See applicable work across the fund and every scheme.
- Regulatory and internal compliance calendar
- SEBI reports and recurring filings
- Investor disclosures and filing acknowledgements
PPM, policy and governance
Connect operating decisions to the rules and approvals behind them.
- PPM changes and compliance
- Valuation-policy and investment-limit checks
- Investment committee and governance records
Conflicts, breaches and evidence
Keep exceptions and corrective action visible until closure.
- Related-party and conflict reviews
- Breaches and corrective actions
- Approval history and supporting evidence
What comes out
Useful records, ready for the next step.
The output stays connected to the source information, review and supporting documents behind it.
Compliance calendar
Filing pack
Governance register
Breach and action history
Keep the workflow connected
Explore the next part of the fund lifecycle.
Book a fund walkthrough
See compliance & governance in your fund workflow.
We will map the walkthrough to your funds, schemes, investor workflows and reporting needs.