Checklist
Investor onboarding checklist for AIFs
The objective is not one large ‘KYC complete’ status. Each important check should remain separately visible and reviewable.
Identity and contact
Capture a clear investor profile and authorised contacts.
- Investor type and legal name
- PAN and registration details
- Address and communication details
- Authorised signatory
Diligence
Keep the conclusion and supporting record for each check.
- KYC, KRA and CKYC
- UBO and control
- AML, sanctions and PEP
- FATCA and CRS
Admission
Connect the investor to the scheme only after the commercial and operational information is ready.
- Commitment and unit class
- Bank and demat
- PPM acknowledgement
- Agreement and approval